Senior Staff, Compliance Unit

The senior officer of the Compliance Unit has a clear understanding of the regulatory framework and compliance requirements associated with financial services and has experience reviewing/developing policies, procedures, & guidelines concerning compliance and the ability to use and manage tasks in
the AML system.

Main Duties

• Assisting in developing/reviewing internal policies and procedures, and terms and conditions of new products and activities in compliance with laws and regulations;
• Regularly reviewing the compliance program and recommending appropriate revisions and modifications, including advising administrative leadership and the board of directors of potential compliance risk areas;
• Coordinating resources to ensure the ongoing effectiveness of the compliance program;
• Advising management on the bank’s compliance with laws and regulations through detailed reports;
• Creating and manage effective action plans in response to audit discoveries and compliance violations;
• Ensuring that the customer acceptance policy, customer due diligence, record keeping, on-going monitoring, reporting of cash transactions, reporting of suspicious transactions and other AML/CFT measures are implemented effectively;
• Regularly conducting compliance and AML risk assessment to assess the current state and identify areas for enhancement in alignment with the compliance and AML/CFT management practice with regulatory guidelines and industry practices;
• Identifying compliance and AML/CFT risk associated with new products and services or variations to existing products and services;
• Providing training on AML/CFT and compliance to new staff and refreshment to the existing staff;
• Developing AML/CFT and Regulatory Compliance training materials and update them in case of necessity.
• Ensuring all employees are educated on the latest regulations and processes;
• Keeping up-to-date and Monitor changes in relevant laws and regulations environment and ensure that the Management is well informed and appropriate actions are taken;
• Performing other tasks as required by line manager.

Skills/ Experiences

• Bachelor’s Degree in Law, Banking and Finance or other related fields;
• At least 2 years of compliance experience in the banking sector;
• Compliance Risk Assessment & Interpretation;
• ​​ Understanding of Compliance Functions;
• ​ Data Analysis & Power BI;
• Compliance Monitoring and Auditing;
• Analytical Thinking and Customer Focus;
• Good Communication and Interpersonal Awareness;
• Computer Literacy in MS office (Word, Excel, PowerPoint).

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Senior Staff, Compliance Unit

How to Apply:

Interested applicants, please send by email attached with a cover letter and your most updated CV (with current photo) to hr@ftb.com.kh or submit the hard copy at Our Head Office, Building No. 33 C-D, Tchecoslovaquie Blvd (169), Sangkat Veal Vong, Khan 7 Makara Phnom Penh. Only short-listed candidates will be contacted for an interview.

More information, please kindly contact phone number: 081 666 597 / 081 444 179

Please visit our website: https://ftb.com.kh/careers